Market Conduct Officer at Uganda Retirement Benefits Regulatory Authority

Job Title: Market Conduct Officer
Salary Scale: URBRA 5
No. of Vacancies: 01
Reports To: Senior Supervision Officer (Market Conduct)

PURPOSE
To monitor business conduct of sector players.

DUTIES AND RESPONSIBILITIES
• Review compliance reports submitted by licensed entities and prepare reports on recommended enforcement action.
• Analyze proposals for new products, and confirm compliance with the legal framework and consumer protection.
Conduct compliance assessment on all schemes and service providers, and advise on supervisory action
• Assess licensees’ market conduct and practices, professional conduct of business and make appropriate regulatory recommendations
• Prepare suspicious activity reports
• Monitor market conduct developments and industry trends and advise on regulatory interventions to improve scheme and service providers operations
• Collect and analyze trustee certification training reports
Organize the annual trustees’ and service providers’ trainings
• Attend scheme AGMs and monitor quality and adequacy of information provided to members

PERSON SPECIFICATIONS
Qualifications
• An honors Bachelor’s degree in either Law, Business Administration, Accounting, Actuarial Science, or Finance from a recognized university
Experience
• At least 2 years’ work experience
• Experience in Legal review, compliance assessment and monitoring in a regulated body is preferred

Competencies
Technical
• Knowledge of legal and regulatory provisions
• Analytical skills
• Risk management
• ICT Proficiency

Behavioral
• Negotiation skills
• Communication skills
• Time Management skills
• Interpersonal skills

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